The particulars given in this Disclosure Document have been prepared in accordance with SEBI (Investment Advisers) Regulations, 2013.
The purpose of the Document is to provide essential information about the Investment Advisory Services in a manner to assist and enable the prospective client/client in making an informed decision for engaging Investment Advisor before investing.
For the purpose of this Disclosure Document, Investment Adviser is Sonam Srivastava (currently working as an individual investment advisor under the trademark name “Wright Research” (“WR”), the investment advisory & trademark is in process of transfer to the private limited company “Wright Research & Capital Pvt Ltd” CIN U67100UP2019PTC123244
WR was originally started as a trademark name for the investment advisory services given by Sonam Srivastava (INA200013637) as an SEBI Registered Individual Investment Advisor. The advisory services offered are still under the registration of Sonam Srivastava.
The registration is under the process of transfer to private limited company “Wryght Research & Private Limited” the process for which is started and ongoing with SEBI. Post transfer the advisory & services shall be transferred to “Wryght Research & Private Limited”
In the capacity as advisers WR aligns its interests with those of the client and seeks to provide the best suited advice based on clients risk profile. WR first tries to understand the client's return expectations, risk taking ability & goals, which in turn helps to arrive at an asset allocation suitable for the client. WR conducts frequent portfolio reviews and suggests any corrective action/s if required.
WR will provide Advisory Services which shall be in the nature of investment advice, and may include buying and selling the securities for an for an agreed fee structure and which may be for a definite period of time and which may vary / change from time to time, entirely at the Client’s risk. The detailed terms and conditions are as per the agreement executed between client and WR.
No action has been taken against the Individual or the Company as an Investment Adviser by any regulator.
No other affiliations or intermediaries have been registered.
WR do not have any distribution or execution arrangement with the issuers of the securities, that WR advises on. The fellow subsidiaries of WR may receive distribution commission/referral fee or similar income in respect of the product or securities for which investment advice is provided to the client by WR. The indicative commissions received by fellow subsidiaries are available on the website.
WR does not recommend services of any stock broker or intermediary to a client. WR does not have any commission sharing agreement with any intermediary for recommending the services either as a stock broker or as other intermediary.
Although WR is not registered as a broker with SEBI, it is not actively engaged into any proprietary trading. It might invest in financial products / securities in the future.
WR is a separate legal entity which has an independent activity of providing the Investment Advisory services. WR does not provide any other services in stock broking, depository, research, portfolio management and distribution of mutual funds and third party products.
Clients are requested to go through the detailed key features, performance track record of the product, or security including warnings, disclaimers etc. before investing as and when provided by the Investment Advisor. Such product materials may also be available towww.sebi.gov.inorwww.nseindia.comorwww.bseindia.com.
WR and the Investment Advisers of WR who provide the investment advice to the clients, shall draw the client’s attention to the warnings, disclaimers in documents, advertising materials relating to an investment product/s which he/she/they is/are recommending to the client/s.
We trust that, before executing on the advice of the Investment Adviser, our Relationship Manager at WR has provided you with all the information about the products, risk factors etc. and you have gone through all the relevant information about the product being advised and have sought requisite clarification about the same.
WR shall maintain complete confidentiality of all information provided by the client/s and shall not disclose any such information, without your prior consent except if such disclosure is required to be made in compliance with any applicable law or regulatory direction. WR will obtain information pertaining to your orders/transactions/portfolio/funds availability/securities availability etc. from the individual Investment Adviser to enable us to provide you with informed and appropriate advice.
The detail of investor relation officer who shall attend to the investor queries and complaints is mentioned below:
Name of the person: Sonam Srivastava
Designation: Investment Advisor
Address: 18th Floor, Bombay Stock Exchange, Dalal Street, Mumbai 400001 Telephone: 91-9686195357
In case of any grievances the investors may email to email@example.com